home philosophy credentials portfolio management privacy contact SIPC

Wall Street Money Management Group

Investment Decisions

As with all financial matters, you should exercise great care in using the information provided on this website or available through links from this website. You should research the facts and opinions contained in this information, including speaking to your WSMMG financial adviser, before making any financial decisions. The information provided on this site is provided to you for information purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any product that may be referenced on the site. The information about your account available on this website is not the official record of your account. Nothing on this website should be construed as rendering tax, legal, investment, or accounting advice. The posting of any prospectus or any other information on this website should not be interpreted as a recommendation or opinion that you should make any purchase or sale or participate in any transaction.

Client Identification

WSMMG has instituted a Client Identification Program in furtherance of its obligations under the USA Patriot Act (Act). This important federal regulation is designed to prevent, deter and, where necessary, prosecute those who seek to manipulate the U.S. financial system.

Consistent with the Act, the provisions of WSMMG’s Client Identification Program serve to reinforce key elements of an investment adviser’s responsibility of becoming familiar with its clients. Thus, before WSMMG can effectively maintain and service your account, WSMMG must (i) collect identification information; (ii) verify that information; (iii) screen this information using certain resources, including information provided by governmental agencies; and (iv) maintain records relevant to the verification process. In addition, WSMMG may ask you to provide identification documents or other information. Please keep in mind that WSMMG will endeavor to secure this information in accordance with its privacy standards. Your assistance in meeting our obligations under the Act is part of a global effort to combat terrorism in one of the most effective ways possible.

Additional Information

All information, other than personal information subject to WSMMG’s Privacy Policy, submitted to WSMMG through this website is the property of WSMMG. WSMMG shall be free to use any ideas, concepts, know-how or techniques that you may submit to WSMMG through this website for any purpose, including but not limited to, improving our services. We shall not be subject to any obligations of confidentiality regarding any submitted information except as specified in WSMMG's Privacy Policy, as set forth in any additional terms and conditions relating to specific products or services, or as otherwise specifically agreed or required by law.

Changes

The Content on this website, and these Terms and Conditions, are subject to change or updating by WSMMG at any time without prior notice. The changes may include superseding terms and conditions or specific notices. YOU SHOULD REVIEW THESE TERMS AND CONDITIONS FROM TIME TO TIME TO BE AWARE OF ANY CHANGES THAT ARE MADE. Your continuing use of this website constitutes your acceptance of any change or update, all of which shall TO THE EXTENT THAT THE LAW DOES NOT PERMIT THE DISCLAIMER OF WARRANTIES, ALL CONTENT ACCESSIBLE ON THIS WEBSITE, OR ANY OTHER WEBSITE TO WHICH WE LINK, AND ALL OPERATIONS ON THIS WEBSITE ARE WARRANTED ONLY TO THE MINIMUM AMOUNT LEGALLY REQUIRED.IN USING THIS WEBSITE, YOU SPECIFICALLY AGREE THAT YOU WILL NOT HOLD WSMMG become controlling when posted.

Privacy Notice

This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding the privacy of consumer financial information (“Regulation S-P”). Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.

INFORMATION WE COLLECT

WSMMG must collect certain personally identifiable financial information about its customers to ensure that it offers the highest quality financial services and products. The personally identifiable financial information which we gather during the normal course of doing business with you may include:

1. information we receive from you on applications or other forms;
2. information about your transactions with us, our affiliates, or others;
3. information collected through an Internet “cookie” (an information collecting device from a web server); and
4. information we receive from a consumer reporting agency.

INFORMATION WE DISCLOSE

We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law. In accordance with Section 248.13 of Regulation S-P, we may disclose all of the information we collect, as described above, to certain nonaffiliated third parties such as attorneys, accountants, auditors and persons or entities that are assessing our compliance with industry standards. We enter into contractual agreements with all nonaffiliated third parties that prohibit such third parties from disclosing or using the information other than to carry out the purposes for which we disclose the information.

CONFIDENTIALITY AND SECURITY

We restrict access to nonpublic personal information about you to those Employees who need to know that information to provide financial products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.


The Wall Street Money Center Corp.
Boca Raton Corporate Office | 2385 Executive Center Drive, Suite 100 | Boca Raton, Florida 33431
561-962-2850 | Toll Free (1-800) 592-5578 | Fax 561-962-2710 | Members FINRA/SIPC